Reports and papers

Found 85 results. Displaying page 5 of 5

1. • Issuers and offerers
   • KiwiSaver and Superannuation
   • Monitoring and compliance

   28 February 2013

   FMA's Compliance Focus for 2013

   This document outlines the Financial Markets Authority’s (FMA’s) priority areas for monitoring and surveillance in 2013. It provides an opportunity for participants to assess their activities and take steps to improve behaviours and compliance controls in these areas.

   https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/fmas-compliance-focus-for-2013/

2. • Research papers
   • Surveys

   12 November 2012

   2012 Stakeholder Survey

   View the Executive Summary of the stakeholder survey conducted by Colmar Brunton on behalf of FMA.

   https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/2012-stakeholder-survey/

3. • Research papers
   • Surveys

   17 November 2011

   Roadmap for markets regulation: Oliver Wyman stakeholder report

   This report details the results of stakeholder research conducted around the time of FMA's establishment in 2011.

   https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/roadmap-for-markets-regulation-oliver-wyman-stakeholder-report/

4. • Issuers and offerers
   • Monitoring and compliance

   1 July 2010

   Review of Corporate Governance Disclosure by Selected Issuers

   The purpose of this report is to inform governing bodies, investors and other stakeholders of our findings so that they can reflect critically on the governance practices and disclosures of issuers.

   https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/review-of-corporate-governance-disclosure-by-selected-issuers/

5. • KiwiSaver and Superannuation
   • Statutory reports

   30 June 2010

   Report of the Government Actuary for the Year Ended 30 June 2010

   The report of the Government Actuary for the Year Ended 30 June 2010 as presented to the House of Representatives pursuant to Section 28 of the Superannuation Schemes Act 1989.

   https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/report-of-the-government-actuary-for-the-year-ended-30-june-2010/