Reports and papers

Found 82 results. Displaying page 1 of 5

1. • Insurance
   • Conduct

   22 July 2021

   Insurance conduct and culture: Fire and general insurers update

   Findings from the FMA’s evaluation of New Zealand fire and general insurers’ responses to the 2019 Life Insurer Conduct and Culture review

   https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/fire-and-general-insurers-update/

2. • Investor information
   • Research papers

   6 July 2021

   Investor confidence report – annual results

   Investor confidence has remained steady for the third year running, in spite of the volatility caused by COVID-19, see more in the Investor Confidence Survey.

   https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/investor-confidence-report-annual-results/

3. • Financial reporting
   • Monitoring and compliance
   • Thematic review
   • Corporate governance

   2 July 2021

   Filing of financial statements: review findings and guidance

   This report provides a summary of the key findings and insights from the FMA’s monitoring review of financial reporting filing obligations. It also provides guidance and sets expectations for future reporting periods.

   https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/filing-of-financial-statements-review-findings-and-guidance/

4. • Statutory reports

   30 June 2021

   NZX Review Report

   NZX Review report outlines our annual review of how well NZX is meeting its statutory obligations. Read reports here.

   https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/nzx-review/

5. • Statutory reports

   29 June 2021

   Ice Futures Europe review

   Ice Futures Europe (IFEU) is licensed to operate the IFEU derivatives market (the derivatives market) in New Zealand. We are required to report, at least once every two years, on how well IFEU is meeting its obligations as a licensed market operator.

   https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/ice-futures-europe-review/

6. • Statutory reports

   29 June 2021

   Ice Futures US review

   ICE Futures U.S., Inc. (IFUS) is licensed to operate the IFUS derivatives market (the derivatives market) in New Zealand. The FMA is required to report, at least once every two years, on how well IFUS is meeting its obligations as a licensed market operator.

   https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/ice-futures-us-review/

7. • Financial advice

   28 June 2021

   A guide to talking about money online

   Talking about money or investing can cross over into providing financial advice. This is a guide for consumers, social media influencers, bloggers and anyone wanting to discuss money matters online.

   https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/guide-to-talking-about-money-online/

8. • KiwiSaver and Superannuation

   16 June 2021

   KiwiSaver switching research

   A review of KiwiSaver member behaviour in response to COVID-19.

   https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/kiwisaver-switching-research/

9. • Financial reporting
   • Statutory reports
   • Auditors

   14 June 2021

   Auditor regulation and oversight plan

   This plan will help licensed auditors, registered audit firms and accredited bodies to understand how FMA will approach auditor regulation. It may also be of interest to issuers, investors and their advisers.

   https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/auditor-regulation-and-oversight-plan/

10. 17 May 2021

    Negative Interest Rate report

    The report is a summary of responses received from our survey of licensed financial services firms in September 2020 regarding their readiness for negative interest rates.

    https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/negative-interest-rate-report/

11. • Financial advice

    26 March 2021

    Common sense for your dollars and cents

    New rules around financial advice came into play in March, 2021. Read more about the changes and why they are good news for everyday New Zealanders.

    https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/common-sense-for-your-dollars-and-cents/

12. • Financial advice
    • Research papers

    17 March 2021

    Point of retirement research

    The purpose of this research was to find out if financial advice helps New Zealanders manage their retirement savings.

    https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/point-of-retirement-research/

13. • Monitoring and compliance

    4 March 2021

    Peer-to-peer and crowdfunding: sector snapshot

    This report is a 'snapshot' of peer-to-peer lending (P2P) and crowdfunding activity in New Zealand for the year ended 30 June 2020.

    https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/peer-to-peer-and-crowdfunding-sector-snapshot/

14. • KiwiSaver and Superannuation

    1 February 2021

    Compare KiwiSaver data

    The Kiwisaver Tracker shows the relationship between KiwiSaver funds and fees and returns for at least one year. It also shows the risk and benchmark information for each fund and fee and return information by fund type and return period.

    https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/compare-kiwisaver-data/

15. • Financial market infrastructure
    • Issuers and offerers
    • Monitoring and compliance

    28 January 2021

    Market Operator Obligations Targeted Review – NZX

    Findings from the FMA’s targeted review of whether NZX is meeting its licensed market operator obligations

    https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/moo-targeted-review-nzx/

16. • Statutory reports

    26 January 2021

    ASX 24 review report

    Australian Securities Exchange Limited (ASX 24) is licensed to operate the ASX 24 derivatives market (derivatives market) in New Zealand. The FMA is required to report at least once every two years on how well ASX 24 is meeting its licensed market operator obligations.

    https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/asx-24-review/

17. • Statutory reports
    • Auditors

    23 December 2020

    Audit Quality Monitoring Report

    In this year’s report, we highlight our expectations of directors and auditors of financial statements, and the key focus areas our stakeholders need to be aware of.

    https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/audit-quality-review-report/

18. • KiwiSaver and Superannuation

    17 December 2020

    Consolidated managed fund data

    Quarterly files (from 31 March 2018) with consolidated data for non-KiwiSaver managed funds.

    https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/managed-fund-data/

19. • Regulation updates
    • Surveys

    16 December 2020

    Ease of doing business survey

    This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.

    https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/ease-of-doing-business-survey/

20. • KiwiSaver and Superannuation
    • Statutory reports

    1 October 2020

    KiwiSaver Annual Report

    Each year we publish a KiwiSaver Report that summarises our activities as a regulator relating to KiwiSaver during the reporting period. Find here the latest report as well as the previous reports.

    https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/kiwisaver-report/