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Reports and papers

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This section contains our reports, research papers and data tools.

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Found 84 results. Displaying page 1 of 5

    • AML/CFT
    • Monitoring and compliance

    7 December 2021

    AML/CFT - Sector Risk Assessment

    Our AML/CFT SRA 2021 is an important document that provides general information and specific examples to assist reporting entities (REs) in the ten sectors we supervise for anti-money laundering and countering the financing of terrorism (AML/CFT). It will assist REs to prepare and review their individual assessments of the risks of AML/CFT under sections 58 and 59 of the AML/CFT Act.

    https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/amlcft-sector-risk-assessment/

    • AML/CFT
    • Monitoring and compliance

    30 September 2021

    AML/CFT Monitoring Report

    AML/CFT Monitoring Report summarises our monitoring activities to help firms and individuals better understand our expectations and how they can improve their systems and processes, to comply with the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (the Act). View our latest and previous AML/CFT monitoring reports on this page.

    https://fma.cwp.govt.nz/news-and-resources/reports-and-papers/amlcft-monitoring-report/