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Forms and notifications

Page last updated: 1 Mar 2019

Licence holders have obligations set out in legislation, regulations and license standard conditions to inform us of certain events and provide us with information.

Director's notification formFor example, you must notify us when a new director or senior manager is appointed by completing a notification form.

All notifications should be emailed to the FMA at compliance@fma.govt.nz 

The subject line of the email should state the relevant obligation, which would normally be the relevant legislative enactment and section number, regulation, or numbered license condition.

Licence holders should be aware of their obligations. It is the responsibility of licence holders to familiarise yourself with your notification disclosure obligations.

Further information on your disclosure obligations can be found under each relevant licence type