1. Compliance
  2. Market operators
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Market operators

Who needs to comply

Anyone operating a financial product market must be licensed.

Your obligations

As a market operator you must ensure your licensed markets operate in a fair, orderly and transparent way.

Licensing and registration

See here for how to get a licence, who issues them and other important information.

Licensed market operators

The Minister issues licences to operators of financial product markets. See the current list of businesses who hold a licence.

Regulatory reporting

As a market operator you need to provide us with a periodic self-assessment on how well you have complied with your obligations.

Market operators reports and NZX notices

See all market operators periodic reports (including NZX) and notices issued to NZX.