1. Compliance
  2. Independent trustees
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Who needs to comply

Find out who an independent trustee is and if you’ll need a licence.

Calendar

See upcoming events and key dates.

Your obligations

Find out what your obligations as a licensee are.

Licensing

Find out how to apply for a licence here.

Licensed independent trustees

See the current list of businesses that hold a licence to provide an independent trustee service.

Fair dealing

Read how the FMC Act provides for fair dealing in relation to financial products and services and sets out minimum compliance standards of behaviour for people operating in the financial markets.

AML/CFT and you

The Anti-Money Laundering and Countering Financing of Terrorism Act (AML/CFT Act) 2009 and its Regulations place obligations on New Zealand’s financial institutions to detect and deter money laundering and terrorism financing. Find out how it affects you.