1. Application form (TRU1.1)
This form helps you start processing your application. It contains information about how to submit your application, the fee, and how to pay it.
This form contains:
Every director and senior manager named in the information check list and statutory declaration form (see above) must separately complete one of these forms. Please refer to our Guidance note: Supervisor licensing for details of the application process and the information you must submit.
To issue a supervisor licence, we must be satisfied that the applicant is capable of effectively performing the functions of a supervisor, including meeting any conditions imposed on the licence.
We assess the application against the requirements set out in section 16 of the Financial Markets Supervisors Act 2011 and in the Financial Markets Supervisors Regulations 2014.
We will fully review all material submitted by applicants. This includes taking into account any information from our monitoring of the applicant where the applicant holds an expiring licence.
Let us know what you think
Did you find this page useful?