Licensed entities

Found 271 results. Displaying page 1 of 14

1. • DIMS

   22 March 2021

   R A C Grimes Limited

   R A C Grimes Limited (FSP752972) is a licenced DIMS provider.

   https://fma.cwp.govt.nz/compliance/licensed-providers/r-a-c-grimes-limited/

2. • Derivatives issuers

   19 March 2021

   Jarden Securities Limited

   Jarden Securities Limited, FSP3202, is a licensed derivatives issuer.

   https://fma.cwp.govt.nz/compliance/licensed-providers/jarden-securities-limited/

3. • Independent trustees

   2 December 2020

   Warren Douglas Potter

   Warren Douglas Potter is a licensed independent trustee. FSP No: FSP738531.

   https://fma.cwp.govt.nz/compliance/licensed-providers/warren-douglas-potter/

4. • Derivatives issuers

   3 November 2020

   Halifax New Zealand Limited (in Liquidation)

   Halifax NZ entered voluntary administration on 27 November 2018, Ferrier Hodgson (now KPMG) was been appointed as administrator. At the watershed meeting held on 22 March 2019, creditors resolved that the company be wound up and that the administrator be appointed liquidator. Investors should contact KPMG directly for any queries.

   https://fma.cwp.govt.nz/compliance/licensed-providers/halifax-new-zealand-limited/

5. • Designated settlement systems

   24 August 2020

   Designated settlement systems

   There are two designated settlement systems the FMA is jointly responsible for regulating with the RBNZ: NZClear and New Zealand Clearing and Depository Corporation Limited (NZCDC)

   https://fma.cwp.govt.nz/compliance/licensed-providers/designated-settlement-systems/

6. • Derivatives issuers

   12 August 2020

   Black Bull Group Limited

   Black Bull Group Limited, FSP403326 is licensed as a derivatives issuer.

   https://fma.cwp.govt.nz/compliance/licensed-providers/black-bull-group-limited/

7. • DIMS

   10 July 2020

   Perpetual Trust Limited

   Perpetual Trust Limited (FSP40361) is a licenced DIMS provider.

   https://fma.cwp.govt.nz/compliance/licensed-providers/perpetual-trust-limited/

8. • Peer-to-peer lending services

   9 July 2020

   Crowdsphere Limited

   Crowdsphere Limited (FSP360186) is an approved peer-to-peer provider.

   https://fma.cwp.govt.nz/compliance/licensed-providers/crowdsphere-limited/

9. 6 May 2020

   Milford Private Wealth Limited

   Milford Private Wealth Limited, FSP391786, is an approved Digital Advice provider.

   https://fma.cwp.govt.nz/compliance/licensed-providers/milford-private-wealth-limited-2/

10. • Managed investment scheme managers

    1 April 2020

    Consilium NZ Limited

    Consilium NZ Limited, FSP439786, is a licensed Managed Investment Scheme Manager.

    https://fma.cwp.govt.nz/compliance/licensed-providers/consilium-nz-limited-mis/

11. • Independent trustees

    27 February 2020

    Jeffrey Paul Prestidge

    Jeffrey Paul Prestidge is a licensed provider.

    https://fma.cwp.govt.nz/compliance/licensed-providers/jeffrey-paul-prestidge/

12. • DIMS

    20 December 2019

    Alvarium Wealth (NZ) Limited

    Alvarium Wealth (NZ) Limited, previously known as New Zealand Assets Management Limited, is licensed to provide Discretionary Investment Management Services (DIMS).

    https://fma.cwp.govt.nz/compliance/licensed-providers/new-zealand-assets-management-limited/

13. • Managed investment scheme managers

    20 December 2019

    Alvarium Wealth (NZ) Limited

    Alvarium Wealth (NZ) Limited, previously known as New Zealand Assets Management Limited, is a licensed Managed Investment Scheme Manager.

    https://fma.cwp.govt.nz/compliance/licensed-providers/new-zealand-assets-management-limited-2/

14. 12 December 2019

    Generate Investment Holdings Limited

    Generate Investment Holdings Limited, FSP402807, is a licensed Qualifying Financial Entity.

    https://fma.cwp.govt.nz/compliance/licensed-providers/generate-investment-holdings-limited/

15. • Managed investment scheme managers

    27 November 2019

    Quarry Capital Limited

    Quarry Capital Limited, FSP485326, is a licensed Managed Investment Scheme Manager.

    https://fma.cwp.govt.nz/compliance/licensed-providers/quarry-capital-limited/

16. 19 November 2019

    Forsyth Barr Limited

    Forsyth Barr Limited, FSP24848, is a licensed Qualifying Financial Entity.

    https://fma.cwp.govt.nz/compliance/licensed-providers/forsyth-barr-limited/

17. 8 November 2019

    List of Authorised financial advisers (AFAs)

    The FMA publishes this information for public use. The information is provided to us from external sources and the FMA does not guarantee the accuracy of the information. The obligation for updating AFA details

    https://fma.cwp.govt.nz/compliance/licensed-providers/authorised-financial-advisers-afas/

18. • Derivatives issuers

    18 October 2019

    BL Global Markets Limited

    BL Global markets Limited, FSP703051 (previously FSP414426), derivatives issuer licence has been suspended.

    https://fma.cwp.govt.nz/compliance/licensed-providers/bl-global-markets-limited/

19. • Derivatives issuers

    19 August 2019

    Rockfort Markets Limited

    Rockfort Markets Limited, FSP509766, previously known as GPP Markets Limited is a licensed derivatives issuer.

    https://fma.cwp.govt.nz/compliance/licensed-providers/gpp-markets-limited/

20. • Managed investment scheme managers

    19 August 2019

    Kernel Wealth Limited

    Kernel Wealth Limited, FSP644609, is a licensed managed investment scheme(MIS) manager.

    https://fma.cwp.govt.nz/compliance/licensed-providers/kernel-wealth-limited/