Licensed entities

Found 271 results. Displaying page 1 of 14

1. • Derivatives issuers

   3 November 2020

   Halifax New Zealand Limited (in Liquidation)

   Halifax NZ entered voluntary administration on 27 November 2018, Ferrier Hodgson (now KPMG) was been appointed as administrator. At the watershed meeting held on 22 March 2019, creditors resolved that the company be wound up and that the administrator be appointed liquidator. Investors should contact KPMG directly for any queries.

   https://fma.cwp.govt.nz/compliance/licensed-providers/halifax-new-zealand-limited/

2. • Derivatives issuers

   12 August 2020

   Black Bull Group Limited

   Black Bull Group Limited, FSP403326 is licensed as a derivatives issuer.

   https://fma.cwp.govt.nz/compliance/licensed-providers/black-bull-group-limited/

3. • DIMS

   10 July 2020

   Perpetual Trust Limited

   Perpetual Trust Limited (FSP40361) is a licenced DIMS provider.

   https://fma.cwp.govt.nz/compliance/licensed-providers/perpetual-trust-limited/

4. • Peer-to-peer lending services

   9 July 2020

   Crowdsphere Limited

   Crowdsphere Limited (FSP360186) is an approved peer-to-peer provider.

   https://fma.cwp.govt.nz/compliance/licensed-providers/crowdsphere-limited/

5. • Digital advice providers

   6 May 2020

   Milford Private Wealth Limited

   Milford Private Wealth Limited, FSP391786, is an approved Digital Advice provider.

   https://fma.cwp.govt.nz/compliance/licensed-providers/milford-private-wealth-limited-2/

6. • Managed investment scheme managers

   1 April 2020

   Consilium NZ Limited

   Consilium NZ Limited, FSP439786, is a licensed Managed Investment Scheme Manager.

   https://fma.cwp.govt.nz/compliance/licensed-providers/consilium-nz-limited-mis/

7. • Independent trustees

   27 February 2020

   Jeffrey Paul Prestidge

   Jeffrey Paul Prestidge is a licensed provider.

   https://fma.cwp.govt.nz/compliance/licensed-providers/jeffrey-paul-prestidge/

8. • Managed investment scheme managers

   20 December 2019

   Alvarium Wealth (NZ) Limited

   Alvarium Wealth (NZ) Limited, previously known as New Zealand Assets Management Limited, is a licensed Managed Investment Scheme Manager.

   https://fma.cwp.govt.nz/compliance/licensed-providers/new-zealand-assets-management-limited-2/

9. • DIMS

   20 December 2019

   Alvarium Wealth (NZ) Limited

   Alvarium Wealth (NZ) Limited, previously known as New Zealand Assets Management Limited, is licensed to provide Discretionary Investment Management Services (DIMS).

   https://fma.cwp.govt.nz/compliance/licensed-providers/new-zealand-assets-management-limited/

10. • Qualifying financial entities

    12 December 2019

    Generate Investment Holdings Limited

    Generate Investment Holdings Limited, FSP402807, is a licensed Qualifying Financial Entity.

    https://fma.cwp.govt.nz/compliance/licensed-providers/generate-investment-holdings-limited/

11. • Managed investment scheme managers

    27 November 2019

    Quarry Capital Limited

    Quarry Capital Limited, FSP485326, is a licensed Managed Investment Scheme Manager.

    https://fma.cwp.govt.nz/compliance/licensed-providers/quarry-capital-limited/

12. • Qualifying financial entities

    19 November 2019

    Forsyth Barr Limited

    Forsyth Barr Limited, FSP24848, is a licensed Qualifying Financial Entity.

    https://fma.cwp.govt.nz/compliance/licensed-providers/forsyth-barr-limited/

13. • Authorised financial advisers (file)

    8 November 2019

    List of Authorised financial advisers (AFAs)

    The FMA publishes this information for public use. The information is provided to us from external sources and the FMA does not guarantee the accuracy of the information. The obligation for updating AFA details

    https://fma.cwp.govt.nz/compliance/licensed-providers/authorised-financial-advisers-afas/

14. • Derivatives issuers

    18 October 2019

    BL Global Markets Limited

    BL Global markets Limited, FSP703051 (previously FSP414426), derivatives issuer licence has been suspended.

    https://fma.cwp.govt.nz/compliance/licensed-providers/bl-global-markets-limited/

15. • Derivatives issuers

    19 August 2019

    Rockfort Markets Limited

    Rockfort Markets Limited, FSP509766, previously known as GPP Markets Limited is a licensed derivatives issuer.

    https://fma.cwp.govt.nz/compliance/licensed-providers/gpp-markets-limited/

16. • Managed investment scheme managers

    19 August 2019

    Kernel Wealth Limited

    Kernel Wealth Limited, FSP644609, is a licensed managed investment scheme(MIS) manager.

    https://fma.cwp.govt.nz/compliance/licensed-providers/kernel-wealth-limited/

17. • Qualifying financial entities

    16 August 2019

    AIA Services New Zealand Limited

    AIA Services New Zealand Limited, previously known as Sovereign Services Limited, FSP38642, is a licensed Qualifying Financial Entity.

    https://fma.cwp.govt.nz/compliance/licensed-providers/sovereign-services-limited/

18. • Managed investment scheme managers

    15 August 2019

    Koura Wealth Limited

    Koura Wealth Limited, FSP657491, is a licensed Managed Investment Scheme manager.

    https://fma.cwp.govt.nz/compliance/licensed-providers/koura-wealth-limited/

19. • Digital advice providers

    14 August 2019

    Pinnacle Life Limited

    Pinnacle Life Limited, FSP273205, is an approved digital advice provider.

    https://fma.cwp.govt.nz/compliance/licensed-providers/pinnacle/

20. • Digital advice providers

    14 August 2019

    Koura Wealth Limited

    Koura Wealth Limited, FSP657491, is an approved digital advice provider.

    https://fma.cwp.govt.nz/compliance/licensed-providers/koura/