1. Compliance
  2. Guidance library

Guidance library

 

This guidance library contains the FMA’s guidance notes, information sheets, guides and other reference material. 

AML/CFT

Conduct guide

Corporate governance 

DIMS

Fair dealing

Financial advice

Financial reporting

FMC Act 

Issuers and offers

KiwiSaver and superannuation (also see managed investments)

Managed investments

Supervisors