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Financial Markets Conduct Act exemptions

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    18 December 2017

    Financial Markets Conduct (Financial Statements for Schemes Consisting Only of Separate Funds) Exemption Notice 2017

    With a change in definitions between the SA and the Financial Markets Conduct Act, these managers now have an additional financial reporting requirement - to prepare financial statements for the registered scheme, consolidating the results of all of the constituent unit trusts. We think this requirement will cause unnecessary costs for fund managers – with no added benefits to investors. We are therefore proposing an exemption from this obligation. If granted, managers will still be required to prepare financial statements for each unit trust.

    https://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-financial-statements-for-schemes-consisting-only-of-separate-funds-exemption-notice-2017/

    26 May 2017

    Financial Markets Conduct (Companies Being Wound Up – Debt Securities Allotted under Securities Act 1978) Exemption Notice 2017

    Financial Markets Conduct (Companies Being Wound Up – Debt Securities Allotted under Securities Act 1978) Exemption Notice 2017 Share this Share on Facebook Tweet this Email this Back to top...

    https://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/fmc-companies-being-wound-up-debt-securities-allotted-under-securities-act-1978-exemption-notice-2017/