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Financial Markets Conduct Act exemptions

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    15 March 2021

    Financial Markets Conduct (Financial Adviser—Transition to Financial Services Legislation Amendment Act 2019) Exemption Notice 2021

    Financial Markets Conduct (Financial Adviser—Transition to Financial Services Legislation Amendment Act 2019) Exemption Notice 2021

    https://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-financial-adviser-transition-to-financial-services-legislation-amendment-act-2019-exemption-notice-2021/

    5 November 2020

    Financial Markets Conduct (Sharesies Limited) Exemption Notice 2020

    The Financial Markets Conduct (Sharesies Limited) Exemption Notice 2020 exempts Sharesies Limited and Sharesies Group Limited in relation to an offer of shares in Sharesies Group Limited to shareholders of Sharesies Limited under a proposed scheme of arrangement pursuant to Part 15 of the Companies Act 1993.

    https://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/sharesies-limited-2020/