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Expired exemptions

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    31 October 2020

    Financial Markets Conduct (US Futures Commission Merchants) Exemption Notice 2020

    The Financial Markets Conduct (US Futures Commission Merchants) Exemption Notice 2020 provides relief to accredited NZX derivatives participants that are domiciled in the US and registered as futures commodity merchants (FCMs) with the Commodity Futures Trading Commission.

    https://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/financial-markets-conduct-us-futures-commission-merchants-exemption-notice-2020/

    24 November 2020

    Securities Act (Works Superannuation Scheme)

    Gazetted on 25 November 1999

    The trustees of the Works Superannuation Scheme and others are exempted, subject to conditions, from sections 37, 37A, and 38A of the Act and the Regulations (except regulations 8 and 17) in respect of offers of interests in the Works Superannuation Scheme to "eligible employees".

    Eligible employees are those who, as at 31 March 1997, were employed by Works Civil Construction Limited or Opus International Consultants Limited and who were already members o…

    https://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/securities-act-works-superannuation-scheme-3/

    24 November 2020

    Securities Act (Eligible Service Superannuation Schemes)

    Securities Act (Eligible Service Superannuation Schemes) Exemption Notice 2004

    Effects of the exemption

    The following superannuation schemes do not need a registered prospectus for offers of membership made to ministers, clergy and certain other specified persons:

    The Beneficiary Fund of the Presbyterian Church of Aotearoa New Zealand
    The New Zealand Anglican Church Pension Fund
    The Supernumerary Fund of the Methodist Church of New Zealand

    Background
    At law, ministers and clergy are not empl…

    https://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/securities-act-eligible-service-superannuation-schemes-2/

    24 November 2020

    Securities Act (Amalgamations)

    This notice replaces the Securities Act (Amalgamations) Exemption Notice 2000 (the 2000 notice).

    Context
    The notice applies to equity securities and debt securities that are offered as part of an amalgamation under Part XIII of the Companies Act 1993.

    Effects of the exemption
    Companies amalgamating under Part XIII of the Companies Act, and companies formed from such amalgamations, are exempted, subject to conditions, from certain clauses of the Regulations relating to information required to b…

    https://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/securities-act-amalgamations-2/

    24 November 2020

    Securities Act (Amalgamations)

    The notice amends the Securities Act (Amalgamations) Exemption Notice 2002 (the principal notice).

    Effects of the exemption
    The amendment replaces a condition that relates to forecast financial statements with a condition that relates to prospective financial statements. The amended condition requires prospective financial statements of the amalgamated company to comply with Financial Reporting Standard No 29 (which relates to prospective financial information).

    The amendment
    Clause 11 of the…

    https://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/securities-act-amalgamations-3/

    1 December 2014

    Financial Markets Conduct Act 2013 (Insider Trading – Fonterra Co-operative Group Limited)

    Financial Markets Conduct Act (Insider Trading – Fonterra Co-operative Group Limited) Exemption Notice 2014 expires on 30 November 2019 and replaced by the Financial Markets Conduct (Insider Trading – Fonterra Co-operative Group Limited) Exemption Notice 2019 from 1 December 2019.

    https://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/financial-markets-conduct-act-2013-insider-trading-fonterra-co-operative-group-limited/

    8 November 2019

    Securities Act (Fletcher Building Limited and Fletcher Building Industries Limited)

    Securities Act (Fletcher Building Limited and Fletcher
    Building Industries Limited) Exemption Notice 2011(SR 2011/32)
    Securities Act (Fletcher Building Limited and Fletcher Building Industries Limited) Exemption Notice
    2011: expired, on the close of 3 March 2016, by clause 3.

    https://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/securities-act-fletcher-building-limited-and-fletcher-building-industries-limited/