1. Compliance
  2. Exemptions
  3. Current exemption notices
  4. Expired exemptions

Expired exemptions

Show advanced search

Clear all

Found 330 results. Displaying page 1 of 17

    8 November 2019

    Securities Act (Fletcher Building Limited and Fletcher Building Industries Limited)

    Securities Act (Fletcher Building Limited and FletcherBuilding Industries Limited) Exemption Notice 2011(SR 2011/32)Securities Act (Fletcher Building Limited and Fletcher Building Industries Limited) Exemption Notice2011: expired, on the close of 3 March 2016, by clause 3....

    https://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/securities-act-fletcher-building-limited-and-fletcher-building-industries-limited/

    12 February 2018

    Financial Markets Conduct (trueEX LLC) Exemption Notice 2018

    The Financial Markets Conduct (trueEX LLC) Exemption Revocation Notice 2019 revokes the Financial Markets Conduct (trueEX LLC) Exemption Notice 2018 which exempted trueEX from having to be licenced to provide a financial product market. This exemption revoking the earlier exemption has been granted on the request of trueEX as it is no longer operating the financial product market.

    https://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/financial-markets-conduct-trueex-llc-exemption-notice-2018/

    1 December 2014

    Financial Markets Conduct Act (Masthead Joint Venture) Exemption Notice 2014

    This notice, which comes into force on 1 December 2014 and is revoked on 30 November 2019, exempts certain trustees from regulation 139 of the Financial Markets Conduct Regulations 2014 to the extent that the regulation requires event disclosures given by those trustees to have attached a full copy of the joint venture agreement that constitutes the Masthead Joint Venture.

    https://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/financial-markets-conduct-act-masthead-joint-venture/

    1 January 2019

    Financial Markets Conduct (NZX–NXT Market) Exemption Amendment Notice 2018

    Financial Markets Conduct (NZX–NXT Market) Exemption Amendment Notice 2018 amends the Financial Markets Conduct (NZX–NXT Market) Exemption Notice 2014 (the principal notice) to change the date on which the principal notice is revoked from 30 November 2019 to 30 June 2019. Read more.

    https://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/financial-markets-conduct-nzxnxt-market-exemption-amendment-notice-2018/

    12 March 2018

    Financial Markets Conduct (Arria NLG Limited Scheme) Exemption Notice 2018

    Financial Markets Conduct (Arria NLG Limited Scheme) Exemption Notice 2018 exempts Arria NLG Limited (Arria), a company registered in New Zealand, from Part 3 of the Financial Markets Conduct Act 2013 (Act) in relation to a UK scheme of arrangement. Read more.

    https://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/financial-markets-conduct-arria-nlg-limited-scheme-exemption-notice-2018/

    1 December 2017

    Financial Markets Conduct (Financial Reporting: Balance Dates of Managers and Registered Schemes)

    Date in force: on its notification in the Gazette Financial Markets Conduct (Financial Reporting: Balance Dates of Managers and Registered Schemes) Exemption Notice 2015 Share this Share on Facebook Tweet this Email this Back to top...

    https://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/financial-markets-conduct-financial-reporting-balance-dates-of-managers-and-registered-schemes/