1. Compliance
  2. Exemptions
  3. Current exemption notices

Current exemption notices

Page last updated: 25 Mar 2019

Notices currently in force are listed below. Follow the links to see more information about each notice, including the type of notice and expiry date. To read notices which are statutory regulations, as indicated by an SR number, go to the New Zealand Legislation website. All other notices are available on this website with the notice details. Copies are also available for purchase from FMA on request. See office contact details.

All exemptions granted under the Securities Act 1978, Securities Markets Act 1988 and the Financial Reporting Act 1993 are now redundant as these Acts are repealed. 

Financial Advisers Act exemptions

Financial Markets Conduct Act exemptions

Trustee and Nominee Exemptions

The current list of Trustee and Nominee exemptions.

Expired exemptions