1. Compliance
  2. Consultation

Consultation

About this section

For the latest on policy decisions and matters we are still exploring with legislative tool solutions, see our Regulation Updates section. If you would like to be notified when consultations open for submissions please subscribe to our consultation alerts. 

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Found 84 results. Displaying page 1 of 5

    • Closed - pending response

    23 May 2018

    Consultation paper:Proposed exemption for same class offers of ASX NZX-quoted financial products

    We are consulting on our proposed exemption to allow for same class offers of ASX-quoted financial products of ASX/NZX-listed issuers on an equivalent basis as the same class offers exclusion. if granted, the exemption is expected to help attract secondary listings to NZX.

    https://fma.cwp.govt.nz/compliance/consultation/consultation-paperproposed-exemption-for-same-class-offers-of-asx-nzx-quoted-financial-products/

    • Closed - pending response

    16 April 2018

    Consultation paper: Including an annual declaration of compliance in regulatory returns and updating the standard regulatory returns condition

    We are seeking feedback from market licensees on a proposal to require licensees to make an annual declaration of compliance as part of the regulatory return.

    https://fma.cwp.govt.nz/compliance/consultation/consultation-paper-including-an-annual-declaration-of-compliance-in-regulatory-returns-and-updating-the-standard-regulatory-returns-condition/