The FMA also has bilateral MOU obligations with 14 countries, the most significant being with the Australian regulator, ASIC. The FMA and ASIC signed a new MOU in relation to assistance and mutual cooperation on 28 August 2012.
The FMA has entered into 25 supervisory cooperation agreements with EU securities regulators to supervise fund managers operating across borders.
The agreements allow New Zealand fund managers to manage and market alternative investment funds in the EU under the rules of the alternative investment fund managers directive.
MOUs have been entered into by the FMA and the following EU authorities:
Name of Regulator
|Financial Supervision Commission||Bulgaria||12 Dec 2013|
|Cypris Securities and Exchange Commission||Cyprus||12 Dec 2013|
|Czech National Bank||Czech Republic||12 Dec 2013|
|Finanstilsynet||Denmark||12 Dec 2013|
|Estonian Financial Supervision Authority||Estonia||12 Dec 2013|
|EU competent authorities||Ireland||12 Dec 2013|
|Finanssivalvonta||Finland||12 Dec 2013|
|Autorite des marches financiers||France||12 Dec 2013|
|Hellenic Capital Market Commission||Greece||12 Dec 2013|
|The Central Bank of Hungary||Hungary||14 April 2014|
|Fjarmalaeftirlitid||Iceland||12 Dec 2013|
|Commissione Nazionale per le Societa e la Borsa||Italy||12 Dec 2013|
|Finansu un kapitala tirgus komisija||Latvia||12 Dec 2013|
|Finanzmarktaufsicht||Liechtenstein||12 Dec 2013|
|Bank of Lithuania||Lithuania||12 Dec 2013|
|Commission de Surveillance du Secteur Financier||Luxembourg||12 Dec 2013|
|Malta Financial Services Authority||Malta||12 Dec 2013|
|Finanstilsynet||Norway||12 Dec 2013|
|Polish Financial Supervision Authority||Poland||12 Dec 2013|
|Comissao do Mercado de Valores Mobiliarios||Portugal||12 Dec 2013|
|Romanian Financial Supervisory Authority||Romania||12 Dec 2013|
|National Bank of Slovakia||Slovakia||6 Jan 2014|
|Comision Nacional del Mercado de Valores||Spain||12 Dec 2013|
|Finansinspektionen||Sweden||12 Dec 2013|
|Authoriteit Financiele Markten||The Netherlands||12 Dec 2013|
|Financial Conduct Authority||United Kingdom||12 Dec 2013|
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