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Promoting fair, efficient and transparent financial markets


    KiwiSaver sales and advice

    This guidance note outlines our view on what advisers or providers of KiwiSaver should talk to investors about, types of advice and the use of customer incentives.

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    A guide to the FMA's view of conduct

    This guide describes why good conduct matters and how high standards of conduct support fair, efficient and transparent markets.  

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    Code of Professional Conduct for AFAs

    The revised Code of Professional Conduct has now been published. See how this impacts you.

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Latest reports

Latest reports

  • Life insurance

    Update on the FMA’s ongoing review of insurance replacement business and conflicted conduct

    22 March 2018

  • Conduct outcomes

    Conduct Outcomes Report

    This report outlines how we responded to the areas of misconduct we saw during 2017.

    20 Ferbruary 2018


Latest guidance

Latest guidance

  • Crowd and p 2 p

    Fair dealing in advertising and communications – crowdfunding and peer-to-peer lending

    15 March 2018

  • BKBM

    Bank Bill Benchmark Rate guidance

    11 October 2017

    To raise awareness about how BKBM and closing rates are calculated and the related controls, we have published a resource sheet and an industry guidance note.

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Are you ready to join a vibrant and dynamic team that embraces work-life balance, a commitment to employee well-being, and opportunities for learning? Find out more about our organisation  here.

Current Vacancies