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  1. 8 May 2019

    Compliance

    The FMA takes a risk-based approach to our monitoring and surveillance activities, meaning we prioritise resources to those participants or practices that present the greatest risk to fair, efficient and transparent financial markets. Our compliance strategy emphasises a 'top of the cliff' approach and focuses on lifting the standards of the businesses and professionals we regulate. Read more about our compliance, monitoring and enforcement approach on this page.

    http://fma.cwp.govt.nz/compliance/

    15 March 2021

    Spotlight on: Balanced Funds

    The FMA editorial team talks about managed funds in this article. “A balanced fund usually has moderate risk, so you’re not risking as much uncertainty of achieving your investing goals or as much potential for loss by being in one. But remember to check your fund type is still good for your situation – if you’re getting closer to retirement or buying that first home, it’s time to start thinking about a more conservative fund.”

    http://fma.cwp.govt.nz/news-and-resources/fma-stories/spotlight-on-balanced-funds/

  2. 19 November 2020

    Contact us

    The FMA has offices in Auckland and Wellington. We can be contacted via email or phone. Find out how to contact us if you wish to ask us a question; make a complaint; contact our helplines, offices or make a media enquiry.

    http://fma.cwp.govt.nz/contact/