1. Compliance
  2. New Financial Advice Regime
  3. Guidance

Financial Advice Providers Guidance Documents

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    • New Financial Advice Regime

    25 June 2020

    Registering correctly on the FSPR

    From the start of the new financial advice regimeon Monday 15 March 2021, the Government is removing the current adviser classifications: Authorised Financial Adviser, Registered Financial Adviser and QFE Adviser. If you want to continue providing financial advice to retail clients, you may need to update your registration details on the Financial Service Providers Register (FSPR). How you register will vary based on how you plan to operate in the new regime.

    http://fma.cwp.govt.nz/compliance/role/fap-new-regime/financial-advice-providers-guidance/registering-correctly-on-the-fspr/