1. Compliance
  2. Licensed and reporting entities

Licensed and reporting entities

The following businesses/people have been granted a licence or have been authorised by the FMA. It's important to only deal with licensed people and businesses because if things go wrong you will have access to free dispute resolution services. Find out further details including the provider's business address, list of services and the name of their independent dispute resolution scheme on the Financial Service Providers Register.

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Found 303 results. Displaying page 1 of 16

    • Designated Business Groups

    17 January 2022

    Alvarium DBG

    Alvarium DBG including: Alvarium Wealth (NZ) Limited, Alvarium Wealth Nominees (NZ) Limited, Pathfinder Asset Management Limited, AINZ Fund 7 Limited: Alvarium Atlas Limited; Alvarium Funds (NZ) Limited; Alvarium Investments (NZ) Limited; LJ Fund No.4 Limited and LJ Fund No.6 Limited

    http://fma.cwp.govt.nz/compliance/licensed-providers/alvarium-dbg/

    • Designated Business Groups

    13 December 2021

    CapitalGroup DBG

    CapitalGroup DBG incuding: CapitalGroup (Addison) Limited, CapitalGroup (Airedale) Limited, CapitalGroup (Cambridge) Limited, CapitalGroup (Cambridge Terrace) Limited, CapitalGroup (Chapel) Limited, CapitalGroup (Cook) Limited, CapitalGroup (245 Kepa) Limited, CapitalGroup (GA2) Limited, CapitalGroup (Hopetoun) Limited, CapitalGroup (HV) Limited, CapitalGroup (Karori) Limited, CapitalGroup (Kelmarna) Limited, CapitalGroup (Kurow) Limited, CapitalGroup (Lofts) Limited, CapitalGroup (Mamari) Limited, CapitalGroup (Marina Terrace) Limited, CapitalGroup (OK) Limited, CapitalGroup (Omokoroa) Limited, CapitalGroup (Orakei) Limited, CapitalGroup (Palm Grove), CapitalGroup (Paora) Limited, CapitalGroup (PEB) Limited, Tullaghan 14 Limited, CapitalGroup (Pollen) Limited, CapitalGroup (Potiki) Limited, CapitalGroup (Seaview) Limited, CapitalGroup (Spenmoor) Limited, CapitalGroup (Vinegar) Limited, CapitalGroup (Walmsley) Limited, CapitalGroup (Waterview) Limited, CapitalGroup (Willeston) Limited,CapitalGroup Cash Management Trust Limited, Omokoroa Investments Limited

    http://fma.cwp.govt.nz/compliance/licensed-providers/capitalgroup-dbg/