16 September 2021
Financial Markets Conduct (BNP Paribas S.A.) Exemption Notice 2021
Financial Markets Conduct (BNP Paribas S.A.) Exemption Notice 2021
Compliance by role
- Administrators of financial benchmarks
- Auditors
- Authorised body under a financial advice provider licence
- Client money or property services provider
- Crowd funding
- Cryptocurrencies
- Derivatives issuers
- Directors
- Discretionary Investment Management Service (DIMS)
- Offer disclosure for equity and debt offers
- Financial advice provider
- Financial adviser
- Financial market infrastructures
- Independent trustees
- Interposed persons under new financial advice regime
- Managed investment scheme manager
- Market operators
- New Financial Advice Regime
- Peer-to-peer lending service providers
- Supervisors
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Investors
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Investment - Understanding the basics
- Deciding how to invest
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- What kind of investor are you?
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Mary Holm’s introductory guide to investing
- Myth #1: ‘I am not an investor’
- Myth #2: 'KiwiSaver isn’t a real investment'
- Myth #3: 'Investing is just too risky'
- Myth #4: 'I'm not rich enough to invest'
- Myth #5: 'Real investors play the share market'
- Myth #6: 'Investing is too difficult and time-consuming'
- Myth #7: 'I’m too old to start investing now'
- Myth #8: 'Getting advice is too expensive'
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Ways to invest
- Bonds
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Scams
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Real life scam stories
- Connected with a con: Nisha met a scammer on LinkedIn
- How a family chat might have saved one man from losing $50,000 to an investment scam
- Match! Jane met scammer on dating app and lost over $100,000
- Scammers using dating apps to lure investors: Tom lost over $100,000
- Samena lost $2300 to a cryptocurrency scam
- Bob’s story highlights the tactics scammers use
- Diana lost thousands investing in binary options
- John’s story shows how scammers target investors
- Read how Simon helped his father-in-law spot a scam
- Private investment company impersonated by scammers
- COVID-19 related scams
- Scams information for Pacific communities
- 投资类骗局
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Investment - Understanding the basics
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