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Expired exemptions

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    30 August 2018

    Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice 2018

    The principal notice permits entities listed in Schedule 1 of the notice to provide personalised services to retail clients where those services are provided through a digital advice facility. This notice amends the principal notice to add Nikko Asset Management New Zealand Limited (Nikko Asset Management) to that list of entities.

    http://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/financial-advisers-personalised-digital-advice-exemption-amendment-notice-2018/

    12 March 2018

    Financial Markets Conduct (Arria NLG Limited Scheme) Exemption Notice 2018

    Financial Markets Conduct (Arria NLG Limited Scheme) Exemption Notice 2018 exempts Arria NLG Limited (Arria), a company registered in New Zealand, from Part 3 of the Financial Markets Conduct Act 2013 (Act) in relation to a UK scheme of arrangement. Read more.

    http://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/financial-markets-conduct-arria-nlg-limited-scheme-exemption-notice-2018/