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Expired exemptions

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Found 393 results. Displaying page 19 of 20

    19 November 2004

    Securities Act (Employer Superannuation Schemes)

    Securities Act (Employer Superannuation Schemes) Exemption Amendment Notice 2004

    Effects of the exemption
    The exemption amends the Securities Act (Employer Superannuation Schemes) Notice 2004 ("principal notice"). Under the principal notice, employer superannuation schemes are exempted from the need to register a prospectus.

    This notice extends the principal notice to include a new group of employees, namely those employed by companies owning and operating businesses which were recen…

    http://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/securities-act-employer-superannuation-schemes-6/

    23 July 2004

    Securities Act (Employer Superannuation Schemes)

    Securities Act (Employer Superannuation Schemes) Exemption Notice 2004

    Effects of the exemption
    This notice exempts two types of employer superannuation schemes from the need to register a prospectus:

    Employer superannuation schemes which are offered to employees or employees of associated persons (or to relatives, spouses, de facto partners or dependants of those employees), that would have come within the exemption for employer superannuation schemes in section 5A of the Securities Act 1978…

    http://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/securities-act-employer-superannuation-schemes-2/

    11 June 2004

    Securities Act (Group Investment Index Funds)

    Effects of the exemption
    In relation to any group investment fund they manage, NZX and their wholly owned subsidiaries do not need to include in their prospectus or advertising the statements prescribed in the Securities Regulations 1983 which relate to listing on the stock exchange.

    Background
    NZX is seeking to expand their range of passive fund products. Because NZX is both the issuer of the funds and the registered exchange on which they are listed, the wording of the prescribed statements r…

    http://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/securities-act-group-investment-index-funds-6/