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Expired exemptions

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Found 370 results. Displaying page 1 of 19

    24 November 2020

    Securities Act (Works Superannuation Scheme)

    Gazetted on 25 November 1999

    The trustees of the Works Superannuation Scheme and others are exempted, subject to conditions, from sections 37, 37A, and 38A of the Act and the Regulations (except regulations 8 and 17) in respect of offers of interests in the Works Superannuation Scheme to "eligible employees".

    Eligible employees are those who, as at 31 March 1997, were employed by Works Civil Construction Limited or Opus International Consultants Limited and who were already members o…

    http://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/securities-act-works-superannuation-scheme-3/

    24 November 2020

    Securities Act (Eligible Service Superannuation Schemes)

    Securities Act (Eligible Service Superannuation Schemes) Exemption Notice 2004

    Effects of the exemption

    The following superannuation schemes do not need a registered prospectus for offers of membership made to ministers, clergy and certain other specified persons:

    The Beneficiary Fund of the Presbyterian Church of Aotearoa New Zealand
    The New Zealand Anglican Church Pension Fund
    The Supernumerary Fund of the Methodist Church of New Zealand

    Background
    At law, ministers and clergy are not empl…

    http://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/securities-act-eligible-service-superannuation-schemes-2/

    24 November 2020

    Securities Act (Amalgamations)

    This notice replaces the Securities Act (Amalgamations) Exemption Notice 2000 (the 2000 notice).

    Context
    The notice applies to equity securities and debt securities that are offered as part of an amalgamation under Part XIII of the Companies Act 1993.

    Effects of the exemption
    Companies amalgamating under Part XIII of the Companies Act, and companies formed from such amalgamations, are exempted, subject to conditions, from certain clauses of the Regulations relating to information required to b…

    http://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/securities-act-amalgamations-2/

    24 November 2020

    Securities Act (Amalgamations)

    The notice amends the Securities Act (Amalgamations) Exemption Notice 2002 (the principal notice).

    Effects of the exemption
    The amendment replaces a condition that relates to forecast financial statements with a condition that relates to prospective financial statements. The amended condition requires prospective financial statements of the amalgamated company to comply with Financial Reporting Standard No 29 (which relates to prospective financial information).

    The amendment
    Clause 11 of the…

    http://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/securities-act-amalgamations-3/

    1 December 2014

    Financial Markets Conduct Act 2013 (Insider Trading – Fonterra Co-operative Group Limited)

    Financial Markets Conduct Act (Insider Trading – Fonterra Co-operative Group Limited) Exemption Notice 2014 expires on 30 November 2019 and replaced by the Financial Markets Conduct (Insider Trading – Fonterra Co-operative Group Limited) Exemption Notice 2019 from 1 December 2019.

    http://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/financial-markets-conduct-act-2013-insider-trading-fonterra-co-operative-group-limited/

    8 November 2019

    Securities Act (Fletcher Building Limited and Fletcher Building Industries Limited)

    Securities Act (Fletcher Building Limited and Fletcher
    Building Industries Limited) Exemption Notice 2011(SR 2011/32)
    Securities Act (Fletcher Building Limited and Fletcher Building Industries Limited) Exemption Notice
    2011: expired, on the close of 3 March 2016, by clause 3.

    http://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/securities-act-fletcher-building-limited-and-fletcher-building-industries-limited/

    1 December 2019

    Financial Markets Conduct (Insider Trading – Fonterra Co-operative Group Limited) Exemption Notice 2019

    The Financial Markets Conduct (Insider Trading – Fonterra Co-operative Group Limited) Exemption Notice 2019 is a renewal of the exemption granted under the Financial Markets Conduct (Insider Trading – Fonterra Co-operative Group Limited) Exemption Notice 2014 which expires on 30 November 2019.

    http://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/fonterra-2019/

    12 February 2018

    Financial Markets Conduct (trueEX LLC) Exemption Notice 2018

    The Financial Markets Conduct (trueEX LLC) Exemption Revocation Notice 2019 revokes the Financial Markets Conduct (trueEX LLC) Exemption Notice 2018 which exempted trueEX from having to be licenced to provide a financial product market. This exemption revoking the earlier exemption has been granted on the request of trueEX as it is no longer operating the financial product market.

    http://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/financial-markets-conduct-trueex-llc-exemption-notice-2018/

    1 December 2014

    Financial Markets Conduct Act (Masthead Joint Venture) Exemption Notice 2014

    This notice, which comes into force on 1 December 2014 and is revoked on 30 November 2019, exempts certain trustees from regulation 139 of the Financial Markets Conduct Regulations 2014 to the extent that the regulation requires event disclosures given by those trustees to have attached a full copy of the joint venture agreement that constitutes the Masthead Joint Venture.

    http://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/financial-markets-conduct-act-masthead-joint-venture/

    1 October 2019

    Financial Markets Conduct (Insider Trading – Livestock Improvement Corporation Limited) Exemption Notice 2019

    Financial Markets Conduct (Insider Trading – Livestock Improvement Corporation Limited) Exemption Notice 2019 exempts certain conduct from being insider conduct for the purposes of sections 241 and 243 of the Financial Markets Conduct Act 2013.

    http://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/insider-trading-lic-exemption-2019/

    12 August 2019

    Financial Markets Conduct (Methven Limited) Exemption Notice 2019

    Methven Limited is exempted from - (a) section 461D of the Act, in respect of the requirement to have the Methven FY19 Financial Statements audited by a qualified auditor; and (b) section 461H(1) of the Act, to the extent that section requires a copy of an auditor's report to be delivered to the Registrar for lodgment.

    http://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/methven-limited/

    12 July 2019

    Financial Markets Conduct (Silver Chef Limited) Exemption Notice 2019

    Financial Markets Conduct (Silver Chef Limited) Exemption Notice exempts Silver Chef Limited, subject to conditions, from the disclosure and governance requirements of Parts 3 and 4 of the Financial Markets Conduct Act 2013 (the Act), in relation to an offer made in connection with an Australian scheme of arrangement involving the exchange of all Silver Chef shares from existing Silver Chef shareholders resident in New Zealand for a combination of a cash and contingent value notes.

    http://fma.cwp.govt.nz/compliance/exemptions/current-exemption-notices/expired-exemptions/financial-markets-conduct-silver-chef-limited-exemption-notice-2019/